Services
Regulatory, Compliance & Risk Advisory
In today’s high-stakes environment, compliance is more than a checklist—it’s a business imperative. At Hart & Associates Business Consulting, wehelp organizations build proactive risk frameworks, meet evolving regulatory demands, and protect their reputation in a complex global landscape
Overview
Confidence in Compliance. Strength in Strategy.
From emerging fintech regulations to global health care privacy laws,
organizations across industries face increasing scrutiny and evolving risk.
We partner with leadership teams and compliance officers to assess
vulnerabilities, build scalable control systems, and embed risk thinking into
everyday operations.
Our advisors bring industry-specific knowledge, regulatory fluency, and
real-world experience navigating audits, crises, and compliance reform.
Whether you need a one-time assessment or an enterprise-wide risk
strategy, we deliver custom, practical, and sustainable solutions
Our Core Offerings
Regulatory Readiness & Compliance Strategy
- Gap assessments and compliance roadmaps
- Policy development and documentation
- Regulator engagement and audit support
Risk Management Frameworks
- Enterprise Risk Management (ERM) programs
- Risk scoring, prioritization, and mitigation plans
- Third-party and vendor risk assessments
Fraud, Ethics & Investigations
- Fraud detection and control audits
- Whistleblower program design
- Internal investigations and root cause analysis
Industry-Specific Compliance Advisory
- HIPAA, GDPR, PCI, ISO 27001 readiness
- Financial regulatory compliance (e.g., AML, KYC, SOX)
- Cybersecurity & data protection frameworks
Crisis Preparedness & Incident Response
- Crisis simulation and tabletop exercises
- Business continuity and disaster recovery planning
- Communications strategy and reputational protection
Individual Consultation
Measurable Impact
We’ve helped our clients build confidence and reduce risk through:
100%
audit compliance achieved for a healthcare network across three locations
$1.2M
in exposure risk identified for a financial firm and resolved within 60 days
35%
reduction in third-party risk exposure through updated vetting protocols
5 business
business units across which an end-to-end crisis response plan was adopted
Why Hart & Associates?
- Practical, Not Theoretical
Our solutions are built for implementation, not just documentation
- Multi-Jurisdictional Expertise
We understand local and global compliance needs
- Industry Specialists
We match regulatory guidance to your operations—not generic frameworks
- Trust-Focused Advisory
We protect your reputation as carefully as we protect your bottom line
Stay Ahead of Risk—Partner With Experts
Speak to a Compliance Advisor
Individual Consultation
Get personalized recommendations for your business
Fill out the form, and we will prepare a tailored consulting report with actionable steps to help you achieve success
Individual Consultation